The AML Officer will assist the Head of Risk and Compliance who is responsible for the overall conduct, oversight as well as promotion of a good corporate culture and compliance with all applicable laws, guidelines, policies, etc.

The AML Officer will report to the Head of Risk and Compliance.

 

Job Requirements

• Review and process AML/KYC documents in accordance with company policies and procedures;
• Assess client documentation for validity; follow up with customers when required;
• Ensure all CDD requirements are met throughout the customer life cycle;
• Communicate and respond to internal stakeholders and client queries promptly, accurately, and with a high degree of professionalism;
• Ensure that all data, documents, and information collected as part of the Due Diligence process are compliant;
• Clearing alerts/matches generated; including PEPs (Politically Exposed Persons), sanctions, and adverse media checks;
• Report unusual transactions or behavior aligned with reporting policies and procedures;
• Complete daily AML/ATF reporting;
• Monitor updates and changes to laws, regulations, guidelines, and compliance trends within the relevant industries;
• Monitor compliance with existing and new or amended laws, rules, and regulations;
• Assist in the implementation of and review and update business compliance manuals and other documented internal control measures to meet the changing regulatory requirements;
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks;
• Assess company operations to determine compliance risk; and
• Ensure all employees are educated on the latest regulations and processes.

 

Skills, Experience, and Qualifications

• Minimum 6-7 years of working experience in a compliance role with an asset management/ banking/ financial institution and/or regulatory environment;
• Good analytical skills and an eye for detail;
• Good communication and presentation skills; and
• Degree in law, business, management, or equivalent.